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6 MONTH CONTRACT: SENIOR COMPLIANCE ADVISORY MANAGER 

EXPERIENCE OF  INVESTMENTS/ISAS & SIPPS REQUIRED

 

£650 - £750 Per Day     Hybrid (Bristol Area) 

Ref:4068D4

 

 

Our client, a leading Investments & Pensions company, is seeking to recruit a Compliance Advisory Manager to assist on a new project. Duties include;

  • Review operational SOPs and suggest amendments and/or enhanced controls where needed
  • Assist in implementing any changes to SOPs required
  • Advise the business on regulatory interpretation as required on a day-to-day basis
  • Oversee that other project processes are properly implemented

 

 

You should have solid compliance experience of advising on policies & procedures as well as day to day issues covering Investments/ISAs and SIPPs.

NB The role is inside IR35 and around 75% WFH then the rest near Bristol for 2-3 days a fortnight.  Role will start in November for 6 months with a permanent role possible at end if desired.

So, if that sounds like you, then please send your details to our MD, David Symes FCA, at david@compliancerecruitment.com (including a contact number &  email) however please note we cannot reply to all applications, so only successful applications will be contacted (although under no circumstances are your details ever passed on without your specific permission).

 

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.  The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.

 

 

 

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.

The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.